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Overview

The detailed business case (DBC) confirms an activity that comes from the detailed programme (previously called ‘package’) of activities and confirms the overall assessment profile. It includes a more detailed reporting of economic, financial and commercial aspects of the activity built upon the indicative business case.

The DBC should be completed before commencing the detailed implementation (including detailed design, property acquisition, consenting or construction) of the activities. It is recognised that whilst activity specific guidance may be used to inform the options considered as part of the DBC, designs should not be progressed past this level until the DBC is complete and decision makers make their informed choice of the option(s) to be taken forward to implementation.

Appraisal of alternatives and options and production of a DBC should precede any commitments to the project. This ensures the proper consideration of the transport issues relative to the proposals being developed and presentation of these aspects in a clear manner.

Detailed assessment of the options which have been taken forward from the indicative business case with specific consideration given to:

  • Outcome objectives: a detailed appraisal of options against the transport outcomes using quantitative techniques and analysis.
  • Assessment of impacts: a detailed appraisal of the impact of options using qualitative and quantitative techniques and analysis.
  • Cost to government: a detailed analysis of the total public sector cost of options, including investment costs, operating and maintenance costs.
  • Risk and uncertainty: a detailed analysis of the risk and uncertainty associated with each option.

See the Detailed business case overview [PDF, 60 KB] for more information.

Key steps

  • Reconfirm strategic fit and investment assessments.
  • Reconfirm the project/activity team.
  • Procure professional services.
  • Develop the option(s).
  • Understand context, problems, opportunities and constraints.
  • Focus on the key risks. For example, if environmental factors are the biggest risk, more effort should be expended on considering those factors.
  • Develop a scheme estimate.
  • Obtain independent peer reviews as required.
  • Engage with stakeholders and the public.
  • Consider land and property requirements.
  • Consider the strategic, economic, financial, management and commercial aspects of the business case. For further guidance, view the Detailed business case template [DOCX, 188 KB].
  • Produce the detailed business case using the template.
  • Obtain endorsements as required and approvals according to delegations, review with stakeholders.
  • Approved.
  • Progress to the next phase(s), pre-implementation.

Quality assurance and approvals

Records of quality assurance and approvals should be undertaken in accordance with the Highways and Network Operations project assurance and approvals process.

There are also check in points [PDF, 82 KB] to keep in mind through a DBC or combined IBC/DBC. One check point is mentioned with an investment quality assurance (IQA) based on 12 of the 16 investment questions. The rationale for the check in and IQA is to provide assurance the business case is on the right track, the quality is high, and there is wider organisational buy in to the short listed options prior to public consultation. 

Technical requirements

For each phase of the business case process there are technical requirements that may be relevant to your project that will need to be considered and included in addition to general guidance and templates. Aligned to the business case philosophy, suppliers are required to meet more technical requirements as an activity progresses through the business case phases.

Outlined below are the technical requirements for completing the detailed business case, by subject matter.

Suppliers are required to comply with these requirements except where varied within the scope of a contract.

For further information or advice, contact the relevant team.

Subject matter Technical requirements Information Contact
Asset management SM018 whole of life costs - NPV, IAMP, LAMPs

LAMP page on HIP

Annual plan

Asset Management team
Community and stakeholder engagement Update community engagement plan based on outcomes of the IBC Community and stakeholder engagement Environment team
Prepare consultation report on engagement process, outcomes. This report will be used to support applications for statutory approvals  
Economics Economic viability tables 8.1 and 8.2 of DBC template - detailed benefits and BCR of options Economic evaluation manual Outcome Planning team
Outcome delivery - detailed benefits by benefit type
Risk analysis table 8.3 of the DBC template - sensitivity testing
Electric vehicle public charging infrastructure

Consider requirements to allow electric vehicle (EV) drivers to charge their vehicles while using state highways and local roads

Other emerging technologies should also be considered at this stage

Technical advice guidance EV Programme team
Environment and social responsibility Update Environmental and Social Responsibility Screen

ESR screen

Refer completed screen

Environment team
Prepare preliminary technical assessments (if required) Impact assessment guides and the consenting strategy for the project determine level of detail required for environmental or social technical assessments
Prepare consenting strategy Consenting strategy and approvals pathway guide and consenting strategy template

Ensure preliminary design statement incorporates screen results, results of any preliminary technical assessment and consenting strategy including suggested mitigation by:

  • Detailing the philosophy behind optimising the social, environmental and urban design benefits of the option and what treatments may be applied to minimise any negative impacts of the preferred option
  • Identifying the relevant SH Environmental Plan objectives and considering how the option gives effect to these objectives
State highway environmental plan
Scope environmental and social technical assessments to support consenting strategy ESR Standard explanation
Geotechnical Preliminary geotechnical appraisal report Requirements currently detailed in SM030 Structures team
Geotechnical testing and assessment undertaken with results presented in a Geotechnical assessment report (factual report) and interpreted in a Geotechnical interpretative report
Assumed design parameters for subgrade strength and fill and cut batter slopes presented in Preliminary design philosophy statement
Pavements Pavement design required - not at detailed design level

NZ supplement to the 2004 Austroads pavement design guide

Austroads Guide to Pavement technology: Part 2, Pavement Structural Design (external link)

Sections to consider: 3, 5, 6, 7, 8, 10

Pavements team
Property Acquisition agent to negotiate access to specific parcels of land. Compile due diligence information and update the risk assessment for each. Surplus property is incorporated into the 5 year disposal programme   Property team
Risk As the project lifecycle transitions through the business case phases the increasing maturity of programme data and clarity of understanding should be reflected in an increasing depth of maturity in the level of risk management data and application of risk management practices  Project risk management Risk team
Road safety Road safety audit - concept audit Road safety audit procedures Safety team
Design - review of compliance with guidelines - exception report

Austroads guide to road design - part 3, 4 & 6

Technical memoranda

HIP Safety page

Statutory approvals Prepare preliminary planning assessment of relevant planning and statutory framework

P&I knowledge base framework (external link)

P&I planners to provide advice as necessary (external link)

Environment team
Prepare preliminary technical assessments (as required) Subject matter impact assessment guides

Evaluate consenting package options and the different decision making pathways

Prepare consenting strategy

If EPA process preferred, refer to NZTA-EPA relationship protocol

Prepare preliminary assessments of alternatives, consultation report and statutory consultation requirements

Consenting strategy guide

Consent management

Scope environmental and social technical assessments to support consenting strategy Impact assessment guides will help prepare scope
Structures Preliminary structure options report(s), developed to identify alternative options for bridges and other highway structures (category 1 and 2 structures only), to be included within the Preliminary design philosophy statement

Bridge manual appendix F
Model document in annex F1

Structures team
Transport modelling Economic viability - detailed benefits Transport model development guidance Outcome Planning team

 

Tools

Forms and templates

Title Type Document PDF
Detailed business case document Template Word [DOCX, 188 KB] PDF [PDF, 4.9 MB]

Guidelines

Title Download
P&I knowledge base develop detailed business case Website link (external link)
IBC/DBC check in point PDF [PDF, 82 KB]

For further information contact outcomeplanning@nzta.govt.nz.

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